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Securities Regulation: Selected Statutes, Rules, and Forms 2026 Supplement

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Authors
  • James D. Cox
  • Donald C. Langevoort
  • Ann M. Lipton 
  • Patrick M. Corrigan
Series / Supplements
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Publication Date
2026-08-20
Edition
Description
Table of contents

Securities Regulation: Selected Statutes, Rules, and Forms 2026 Supplement

• Provisions in the Investment Company Act specifying when a permitted payment stablecoin issuer, as such term is defined in section 2 of the GENIUS Act, is exempt from the definition of an investment company.

• Securities Exchange Act of 1934 provisions requiring certain disclosure statements from directors and officers of foreign private issuers, the securities of which are registered as of the date of the enactment of the Holding Foreign Insiders Accountable Act.

• Securities Exchange Act of 1934 Rules specifying when certain disclosure statements from ten percent beneficial owners of an issuer that is a foreign private issuer are not required.

• Amendments to correct technical errors.

• Latest updates to statutes, rules, regulations, and forms.

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Summary of Contents
 
SECURITIES ACT OF 1933 
Securities Act Rules 
Securities Act— Selected Forms 
REGULATION CROWDFUNDING 
SECURITIES EXCHANGE ACT OF 1934— SELECTED PROVISIONS 
Exchange Act Rules— Selected Provisions 
Securities Exchange Act of 1934— Selected Forms 
REGULATION S- K— SELECTED PROVISIONS 
REGULATION M
REGULATION M- A— SELECTED PROVISIONS
REGULATION FD .
REGULATION G
RULES OF PRACTICE AND INVESTIGATIONS— SELECTED PROVISIONS 
STAFF ACCOUNTING BULLETINS— SELECTED RELEASE 
SARBANES- OXLEY ACT OF 2002—SELECTED PROVISIONS .
INVESTMENT ADVISERS ACT OF 1940— SELECTED PROVISIONS .
ADVISERS ACT RULES— SELECTED PROVISIONS .
INVESTMENT COMPANY ACT OF 1940— SELECTED PROVISIONS .
INVESTMENT COMPANY ACT RULES— SELECTED PROVISIONS 
 

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About the authors
James D. Cox
Brainerd Currie Professor of Law
Duke University

James D. Cox, Brainerd Currie Professor of Law at Duke University, specializes in the areas of corporate and securities law. In addition to his texts, Financial Information, Accounting, and the Law: Cases and Materials, Corporations and Other Business Organizations: Cases and Materials (with Eisenberg), and Securities Regulations: Cases and Materials (with Hillman, Lipton & Langevoort), and his multi-volume treatise Cox and Hazen on Corporations, he has published extensively in the areas of market regulation and corporate governance and has testified before the U.S. House and Senate on insider trading, class actions, and market reform issues.

Cox’s memberships have included the American Law Institute, the ABA Committee on Corporate Laws, the NYSE Legal Advisory Committee, the NASD Legal Advisory Board, and the Fulbright Law Discipline Review Committee. In 2009, he was appointed to the Bipartisan Policy Center's credit rating agency task force and most recently was a member of the Center’s Capital Market Task Force. Since 2009, he has been a member of the Standing Advisory Group for the Public Company Accounting Oversight Board.

In 2001, he was awarded an Honorary Doctorate of Mercature from the University of Southern Denmark for his work in international securities law. Cox and Hazen on Corporations won the Association of American Publishers National Book Award for Best New Professional/Scholarly Legal Book for 1995. He served as a member of the corporate law drafting committees in California (1977-80) and North Carolina (1984-93).

Cox joined the Duke Law faculty in 1979 after teaching at the law schools of Boston University, the University of San Francisco, the University of California, Hastings College of the Law, and Stanford. During the 1988-89 academic year, he was a Senior Research Fulbright Fellow at the University of Sydney. He earned his B.S. from Arizona State University and law degrees at the University of California, Hastings College of the Law (J.D.), and Harvard Law School (LL.M.).

Donald C. Langevoort
Thomas Aquinas Reynolds Professor of Law
Georgetown University

Donald Langevoort is the Thomas Aquinas Reynolds Professor of Law at Georgetown University Law Center. Prior to joining the Law Center faculty in 1999, Professor Langevoort was the Lee S. and Charles A. Speir Professor at Vanderbilt University School of Law, where he joined the faculty in 1981. The courses Professor Langevoort teaches are Contracts, Securities Regulation, various seminars on corporate and securities issues, and Corporations. Professor Langevoort has received the Paul J. Hartman Award for Excellence in Teaching at Vanderbilt. He has been a visiting professor at Harvard Law School and the University of Michigan Law School and a lecturer at the Washington College of Law, American University.

After practicing for two years at Wilmer, Cutler Pickering in Washington, D.C., he joined the staff of the U.S. Securities Exchange Commission as Special Counsel in the Office of the General Counsel. Professor Langevoort is the co-author, with Professors James Cox and Robert Hillman, of Securities Regulation: Cases and Materials (Aspen Publishing), and the author of a treatise entitled Insider Trading: Regulation, Enforcement and Prevention (West Group). He has also written many law review articles, a number of which seek to incorporate insights from social psychology and behavioral economics into the study of corporate and securities law and legal ethics. Professor Langevoort has testified numerous times before Congressional committees on issues relating to insider trading and securities litigation reform.

Ann M. Lipton
Professor of Law and Laurence W. DeMuth Chair
University of Colorado Law School

Ann M. Lipton joined Colorado Law in 2025 as a professor and the Laurence W. DeMuth Chair. Lipton practiced in New York City for over a decade, handling securities and corporate litigation at the trial and appellate levels. Before that, Lipton clerked for U.S. Supreme Court Justice David Souter and 3rd U.S. Circuit Court of Appeals Judge Edward Becker. As a scholar, Lipton explores corporate governance, the relationships between corporations and investors, and the role of corporations in society. Her articles have appeared in the Harvard Law Review, the Yale Journal on Regulation, and the Georgetown Law Journal, among other publications. She also blogs regularly for the Business Law Prof Blog.

Patrick M. Corrigan
University of Notre Dame Law School

Patrick Corrigan is Professor of Law at Notre Dame Law School. Corrigan’s research analyzes how laws and legal institutions shape capital markets and transactional structures, with a particular focus on issues related to initial public offerings and venture capital. Corrigan has published work in the New York University Law Review, Washington University Law Review, Yale Journal on Regulation, and Journal of Empirical Legal Studies, among others. Corrigan’s work has been cited in final orders by the Securities and Exchange Commission and featured in various media outlets.

Corrigan is a Research Associate at the University of Amsterdam Center for Law and Economics; a Fellow in the Notre Dame Research Program on Law and Market Behavior; and a Fellow in the Notre Dame Program on Private Law. Before joining the faculty at Notre Dame Law School in 2019, Corrigan was the Wagner Fellow in Law & Business at NYU School of Law and NYU Stern School of Business. Corrigan also practiced for two years in the general practice group at Sullivan & Cromwell LLP in New York City.
Product Information
Publication date
2026-08-20
Copyright Year
2025
eBook
9798899639616
Subject
Securities Regulation
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