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Securities Regulation: Cases and Materials, Tenth Edition

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Authors
  • James D. Cox
  • Robert W. Hillman
  • Donald C. Langevoort
  • Ann M. Lipton 
Series / Aspen Casebook Series
BOOKMARK
Book length
1104 pages
Publication Date
2021-10-31
Edition
Tenth Edition
Teaching Materials
NO
Description
Table of contents
Preface

Buy a new version of this textbook and receive access to the Connected eBook on Casebook Connect, including lifetime access to the online ebook with highlight, annotation, and search capabilities. Access also includes an outline tool and other helpful resources. Connected eBooks provide what you need most to be successful in your law school classes.

The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices. The casebook carries forward its long-held standard of providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, this volume contains a highly teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression.

New to the Tenth Edition:

  • Developments involving cryptocurrencies and coin offerings
  • Commentary on market developments such as issues arising with the retailization of trading markets
  • The SEC’s procedures for direct listings and the regulatory issues surrounding the explosion of SPACs
  • The sweeping November 2020 reforms to the issuer transaction exemptions from registration, and the new standards for evaluating whether offerings will be integrated
  • The Supreme Court’s most recent Goldman Sachs decision addressing fraud on the market
  • Coverage of several developments affecting the SEC’s enforcement powers
  • The SEC’s new rules for proxy advisory services and shareholder proposals
  • Where the law stands today regarding the obligations of broker-dealers in the wake of Regulation Best Interest

Professors and students will benefit from:

  • The book’s highly modular organization, enabling different teaching formats and coverage
  • Extensive use of problems that build student awareness of the fundamentals, with directions in the Teacher’s Manual on how best to teach them
  • Concise notes that introduce the reader to both theory and real-life practice issues
  • A book that is always up-to-date and on the cutting edge
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Table of Contents
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Preface
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About the authors
James D. Cox
Professor
Duke University

James D. Cox, Brainerd Currie Professor of Law at Duke University, specializes in the areas of corporate and securities law. In addition to his texts,&emFinancial Information, Accounting, and the Lawemi: Cases and Materials,i iCorporations and Other Business Organizations: Cases and Materialsi (with Eisenberg), and&emSecurities Regulations: Cases and Materialsem&(with Hillman, Lipton & Langevoort) and his multi-volume treatise emCox and Hazen on Corporationsem, he has published extensively in the areas of market regulation and corporate governance and has testified before the U.S. House and Senate on insider trading, class actions, and market reform issues. Cox’s memberships have included the American Law Institute, the ABA Committee on Corporate Laws, the NYSE Legal Advisory Committee, the NASD Legal Advisory Board, and the Fulbright Law Discipline Review Committee. In 2009, he was appointed to the Bipartisan Policy Center's credit rating agency task force and most recently was a member of the Center’s Capital Market Task Force. Since 2009 he has been a member of the Standing Advisory Group for the Public Company Accounting Oversight Board. In 2001 he was awarded an Honorary Doctorate of Mercature from the University of Southern Denmark for his work in international securities law. emCox and Hazen on Corporationsem won the Association of American Publishers National Book Award for Best New ProfessionalScholarly Legal Book for 1995. He served as a member of the corporate law drafting committees in California (1977-80) and North Carolina (1984-93). Cox joined the Duke Law faculty in 1979 after teaching at the law schools of Boston University, the University of San Francisco, the University of California, Hastings College of the Law, and Stanford. During the 1988-89 academic year he was a Senior Research Fulbright Fellow at the University of Sydney. He earned his B.S. from Arizona State University and law degrees at the University of California, Hastings College of the Law (J.D.) and Harvard Law School (LL.M.)

Robert W. Hillman
University of California, Davis

Robert W. Hillman is a Professor of Law and Fair Business Practices and Investor Advocacy Chair at University of California, Davis School of Law. "The road to practicing law internationally begins at home," said Robert Hillman. "The essential prerequisite for becoming a private international lawyer is a solid grounding in domestic law. Take as many business law courses as possible without regard to whether they have a domestic or international orientation. Knowing how transactions are structured, having the ability to draft documents, to negotiate effectively and to close a business deal-these do not vary whether you're practicing domestically or internationally." Before coming to King Hall, Hillman was general counsel for Star-Kist Foods, a job that took him throughout Southeast Asia, West Africa, Latin America, and Europe. After joining the UC Davis faculty in 1984, he evaluated Chinese law schools as a consultant for the World Bank and taught two semesters at the University of International Business and Economics in Beijing. He has also taught at New York University, Duke, Georgia, and Florida State. The job of the private international lawyer is neither easy nor glamorous, he said. "There are long hours on the road, negotiating in stressful environments without the support mechanisms you would have at home. On the other hand, there's a diversity about what you're doing that is not to be found in domestic practice. And your working environments are certainly different and stimulating."

Donald C. Langevoort
Georgetown University

Donald Langevoort is the Thomas Aquinas Reynolds Professor of Law at Georgetown University Law Center. Prior to joining the Law Center faculty in 1999, Professor Langevoort was the Lee S. and Charles A. Speir Professor at Vanderbilt University School of Law, where he joined the faculty in 1981. The courses Professor Langevoort teaches are Contracts, Securities Regulation, various seminars on corporate and securities issues, and Corporations. Professor Langevoort has received the Paul J. Hartman Award for Excellence in Teaching at Vanderbilt. He has been a visiting professor at Harvard Law School and the University of Michigan Law School and a lecturer at the Washington College of Law, American University. After practicing for two years at Wilmer, Cutler Pickering in Washington, D.C., he joined the staff of the U.S. Securities Exchange Commission as Special Counsel in the Office of the General Counsel. Professor Langevoort is the co-author, with Professors James Cox and Robert Hillman, of Securities Regulation: Cases and Materials (Aspen Law Business), and the author of a treatise entitled Insider Trading: Regulation, Enforcement and Prevention (West Group). He has also written many law review articles, a number of which seek to incorporate insights from social psychology and behavioral economics into the study of corporate and securities law and legal ethics. Professor Langevoort has testified numerous times before Congressional committees on issues relating to insider trading and securities litigation reform.

Ann M. Lipton
Professor
Tulane Law

Ann Lipton joined&the Tulane Law faculty in 2015 after over a decade of practice handling securities and corporate litigation at the trial and appellate levels.&Before that,&Lipton clerked for U.S. Supreme Court Justice David Souter and 3rd U.S. Circuit Court of Appeals Judge Edward Becker.&As a scholar, Lipton explores corporate governance, the relationships between corporations and investors, and the role of corporations in society. Her articles have appeared in the&iYale Journal on Regulation, ithe&emJournal of Corporation Lawem, and the&emGeorgetown Law Journalem, among other publications.&She also blogs regularly for the&a href="http:lawprofessors.typepad.combusiness_law"Business Law Prof Bloga.&

Product Information
Edition
Tenth Edition
Publication date
2021-10-31
Copyright Year
2022
Pages
1104
Connected eBook + Hardcover
9781543838473
Connected eBook (Digital Only)
9781543849752
Subject
Securities Regulation
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